Shuk Kam Kwok
郭淑琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Kam Kwok (郭淑琴), CE reference ATO879. Currently licensed at 2 firm(s): Centaline Securities Limited, Centaline Wealth Management Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-16 | present |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-30 | present |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-30 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-21 | 2010-10-08 |