Thomas Chau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Chau (周震宇), a licensed Responsible Officer with CE reference AWB783. Currently licensed at 2 firm(s): Cedarlake Global International Limited, Cedarlake Global Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 6.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cedarlake Global International Limited 錦沄環球國際有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-07-15 | present |
| Cedarlake Global Capital Limited 錦沄環球資本有限公司 |
RO | Type 1 - Dealing in securities | 2024-02-28 | present |
| Cedarlake Global Capital Limited 錦沄環球資本有限公司 |
RO | Type 4 - Advising on securities | 2024-02-28 | present |
| Cedarlake Global Capital Limited 錦沄環球資本有限公司 |
RO | Type 9 - Asset management | 2024-02-28 | present |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-12 | 2014-04-09 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-12 | 2014-04-09 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-10-12 | 2014-04-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.