Lai Ying Kinnie Yau
尤儷縈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ying Kinnie Yau (尤儷縈), CE reference AYY814. Currently licensed at 1 firm(s): Capital Global Management Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-30 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 — Advising on securities | 2015-04-30 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 9 — Asset management | 2015-04-30 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-01 | 2014-06-30 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-01 | 2014-06-30 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 9 — Asset management | 2013-08-01 | 2014-06-30 |