Chi Ho Stanley Chin
錢志浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ho Stanley Chin (錢志浩), a licensed Responsible Officer with CE reference BIQ723. Currently licensed at 2 firm(s): Carlyon Asset Management Limited, Carlyon Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carlyon Asset Management Limited 格理昂資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-10-13 | present |
| Carlyon Securities Limited 格理昂證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-02-26 | present |
| Carlyon Asset Management Limited 格理昂資產管理有限公司 |
RO | Type 9 - Asset management | 2021-02-26 | present |
| Carlyon Securities Limited 格理昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-01 | 2021-02-26 |
| Carlyon Asset Management Limited 格理昂資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-12-01 | 2021-02-26 |