Wang-Hsuan Hsieh
謝旺璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang-Hsuan Hsieh (謝旺璇), CE reference ALR714. Currently licensed at 1 firm(s): Capital Global Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-11 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-11 | present |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-30 | 2011-01-31 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-07 | 2006-10-31 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-07 | 2005-03-07 |