Rosa Sau Fun Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rosa Sau Fun Ng (伍秀芬), a licensed Representative with CE reference ARQ738. Currently licensed at 2 firm(s): Centaline Securities Limited, Centaline Wealth Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 17.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-15 | present |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-29 | present |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-20 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rosa Sau Fun Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.