Sui Mei Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Mei Tam, CE reference BVO042. Currently licensed at 1 firm(s): Carret Private Capital Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2024-10-30 | present |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2024-10-30 | present |
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2024-10-30 | present |