Ronald Joseph Savino
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Joseph Savino, CE reference ANY191. Currently licensed at 1 firm(s): Carret Private Capital Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2020-09-04 | present |
| SG Asset Finance (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2011-11-15 | 2014-06-21 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-11-15 | 2014-06-21 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2011-11-15 | 2014-06-21 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-26 | 2011-04-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-09-15 | 2011-04-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-09-15 | 2011-04-18 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-09-15 | 2010-08-26 |