Hui-Wen Hsieh
謝惠雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui-Wen Hsieh (謝惠雯), CE reference ANH738. Currently licensed at 1 firm(s): Carret Private Capital Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2023-12-28 | present |
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2023-05-03 | present |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2023-05-03 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-03 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-05-03 | 2010-12-06 |