Yik Ki Yu
余奕淇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Ki Yu (余奕淇), CE reference ARH744. Currently licensed at 1 firm(s): Cantor Fitzgerald (Hong Kong) Capital Markets Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-27 | present |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 — Advising on securities | 2026-02-27 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-08-04 | 2026-01-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-04-11 | 2026-01-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-04-11 | 2026-01-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-02-01 | 2017-12-08 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-07-14 | 2017-12-08 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-07-14 | 2017-12-08 |