Kennedy Kin Tak Tsang
曾建德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kennedy Kin Tak Tsang (曾建德), CE reference ALP977. Currently licensed at 1 firm(s): Capital Global Management Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-11 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 — Advising on securities | 2023-07-11 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-21 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-21 | 2023-07-11 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-21 | 2023-07-11 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-16 | 2023-05-30 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-15 | 2021-09-16 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 4 — Advising on securities | 2021-03-15 | 2023-05-30 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 9 — Asset management | 2021-03-15 | 2023-01-09 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-05 | 2021-02-28 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-05 | 2011-09-30 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 4 — Advising on securities | 2008-12-16 | 2021-02-28 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-21 | 2008-12-16 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 4 — Advising on securities | 2008-10-21 | 2011-09-30 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-25 | 2008-10-21 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 4 — Advising on securities | 2007-09-25 | 2008-04-25 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-15 | 2007-09-25 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-08 | 2006-06-05 |