Cheuk Him Li
李卓謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Him Li (李卓謙), CE reference BSU156. Currently licensed at 2 firm(s): Carlyon Securities Limited, Carlyon Asset Management Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carlyon Securities Limited 格理昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-14 | present |
| Carlyon Asset Management Limited 格理昂資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-07-14 | present |
| Carlyon Securities Limited 格理昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-02 | 2023-04-02 |
| Carlyon Asset Management Limited 格理昂資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-02 | 2023-04-02 |