Rowena Wai Han Chan
陳慧嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rowena Wai Han Chan (陳慧嫻), CE reference ADB396. Currently licensed at 2 firm(s): Celestial Securities Limited, Celestial Commodities Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | present |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-19 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-03-04 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-03-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-19 |
| Celestial Finance Limited 時富財務有限公司 |
Rep | Type 8 — Securities margin financing | present | 2004-03-04 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-04 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |