Sheng-Bin Wung
翁勝彬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng-Bin Wung (翁勝彬), CE reference AQS401. Currently licensed at 1 firm(s): Capital Global Management Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-05 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 — Advising on securities | 2021-03-05 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 9 — Asset management | 2021-03-05 | present |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 — Advising on securities | 2018-09-26 | 2019-01-31 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-07 | 2019-01-31 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 9 — Asset management | 2017-08-21 | 2019-01-31 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2008-11-17 | 2009-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 4 — Advising on securities | 2008-11-17 | 2009-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-27 | 2008-11-17 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-27 | 2008-11-17 |