John Kin Fun Chu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Kin Fun Chu (朱建勳), a licensed Representative with CE reference AEE801. Currently licensed at 1 firm(s): Carret Private Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 9 - Asset management | 2020-12-11 | present |
| Carret Private Capital Limited | Rep | Type 1 - Dealing in securities | 2020-10-09 | present |
| Carret Private Capital Limited | Rep | Type 4 - Advising on securities | 2020-10-09 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-03-03 | 2017-04-30 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-19 | 2014-05-02 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-07 | 2013-09-02 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-09 | 2013-03-11 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-05 | 2007-02-05 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2005-05-05 | 2007-02-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Kin Fun Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.