John Kin Fun Chu
朱建勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Kin Fun Chu (朱建勳), CE reference AEE801. Currently licensed at 1 firm(s): Carret Private Capital Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2020-12-11 | present |
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2020-10-09 | present |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2020-10-09 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-03 | 2017-04-30 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-19 | 2014-05-02 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-07 | 2013-09-02 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-09 | 2013-03-11 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-05 | 2007-02-05 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-05-05 | 2007-02-05 |