Kei Shun Lee
李基舜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kei Shun Lee (李基舜), a licensed Responsible Officer with CE reference AFD221. Currently licensed at 1 firm(s): Airwallex Capital Hong Kong Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 30.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Airwallex Capital Hong Kong Limited |
RO | Type 4 — Advising on securities | 2024-09-02 | present |
| Airwallex Capital Hong Kong Limited |
RO | Type 9 — Asset management | 2024-09-02 | present |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-18 | 2022-07-04 |
| Look's Securities Limited |
RO | Type 1 — Dealing in securities | 2018-04-12 | 2022-07-04 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 4 — Advising on securities | 2018-04-12 | 2022-07-04 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 9 — Asset management | 2018-04-12 | 2022-07-04 |
| Look's Securities Limited |
Rep | Type 1 — Dealing in securities | 2018-02-07 | 2018-04-12 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-07 | 2018-04-12 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-28 | 2017-10-07 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 4 — Advising on securities | 2016-06-28 | 2017-10-07 |
| Formax Securities Limited 福億證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-09-12 | 2015-12-11 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-09-18 | 2014-01-02 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-17 | 2014-01-02 |
| Public Securities Limited 大眾証券有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-16 | 2011-09-29 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 9 — Asset management | 2008-03-11 | 2008-05-21 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2007-11-08 | 2008-05-21 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-20 | 2007-11-08 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-17 | 2007-08-16 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-04-17 | 2007-08-16 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-07-17 | 2007-03-26 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-17 | 2007-03-26 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-03-09 | 2007-03-26 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-07 | 2007-03-26 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-30 | 2006-03-01 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-10-30 | 2004-11-05 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-19 | 2003-10-20 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-20 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-12 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-12 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-05-12 |