Chi Kai Ivan Lo
羅志佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kai Ivan Lo (羅志佳), a licensed Responsible Officer with CE reference AXH528. Currently licensed at 1 firm(s): AWM Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.4 years of SFC licence history. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AWM Asset Management Limited | RO | Type 4 - Advising on securities | 2026-09-03 | present |
| AWM Asset Management Limited | RO | Type 9 - Asset management | 2026-09-03 | present |
| AWM Asset Management Limited | Rep | Type 4 - Advising on securities | 2026-07-27 | 2026-09-03 |
| AWM Asset Management Limited | Rep | Type 9 - Asset management | 2026-07-27 | 2026-09-03 |
| AWM Asset Management Limited | RO | Type 4 - Advising on securities | 2025-04-01 | 2026-03-31 |
| AWM Asset Management Limited | RO | Type 9 - Asset management | 2025-04-01 | 2026-03-31 |
| Techno Horizon Limited 德魯創科資本有限公司 |
RO | Type 4 - Advising on securities | 2023-05-04 | 2025-02-16 |
| Techno Horizon Limited 德魯創科資本有限公司 |
RO | Type 9 - Asset management | 2023-05-04 | 2025-02-16 |
| Techno Horizon Limited 德魯創科資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-24 | 2023-05-04 |
| Techno Horizon Limited 德魯創科資本有限公司 |
Rep | Type 9 - Asset management | 2022-10-24 | 2023-05-04 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-23 | 2022-10-07 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-11-23 | 2022-10-07 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-16 | 2022-10-07 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 - Asset management | 2021-09-16 | 2022-10-07 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-21 | 2021-08-31 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-01-21 | 2021-08-31 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 9 - Asset management | 2019-01-21 | 2021-08-31 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-31 | 2020-08-14 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-26 | 2018-10-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Kai Ivan Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.