Ian Kenneth Tang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ian Kenneth Tang (鄧正行), a licensed Responsible Officer with CE reference ANR644. Currently licensed at 1 firm(s): Alpha Astra Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Astra Asset Management Limited | RO | Type 4 - Advising on securities | 2024-08-16 | present |
| Alpha Astra Asset Management Limited | RO | Type 9 - Asset management | 2024-08-16 | present |
| Top Ace Asset Management Limited | Rep | Type 4 - Advising on securities | 2022-12-01 | 2024-05-13 |
| Top Ace Asset Management Limited | Rep | Type 9 - Asset management | 2022-12-01 | 2024-05-13 |
| Top Ace Asset Management Limited | RO | Type 4 - Advising on securities | 2019-03-18 | 2022-03-31 |
| Top Ace Asset Management Limited | RO | Type 9 - Asset management | 2019-03-18 | 2022-03-31 |
| Top Ace Asset Management Limited | Rep | Type 9 - Asset management | 2013-01-02 | 2019-03-18 |
| Boyer Allan Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-11-26 | 2012-02-01 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2006-12-14 | 2008-10-23 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-07-24 | 2008-10-23 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2006-07-24 | 2008-10-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ian Kenneth Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.