Shing Cheong Wai
韋成昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Cheong Wai (韋成昌), a licensed Responsible Officer with CE reference AWF102. Currently licensed at 1 firm(s): Allter Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allter Capital Management Limited 眾德資本管理有限公司 |
RO | Type 4 — Advising on securities | 2020-04-20 | present |
| Allter Capital Management Limited 眾德資本管理有限公司 |
RO | Type 9 — Asset management | 2020-04-20 | present |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-03 | 2017-06-19 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-03 | 2017-06-19 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-02 | 2014-09-25 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-02 | 2014-09-25 |
| Wing Fung Forex Limited 永豐外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-11-02 | 2014-09-25 |