Wan Ting Hsiao
蕭婉婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Ting Hsiao (蕭婉婷), a licensed Responsible Officer with CE reference BEN214. Currently licensed at 1 firm(s): AEI Caelus Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AEI Caelus Asset Management Limited 習創凱路斯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-25 | present |
| AEI Caelus Asset Management Limited 習創凱路斯資產管理有限公司 |
RO | Type 9 — Asset management | 2020-03-02 | present |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | 2015-01-26 | 2020-02-29 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-27 | 2020-02-29 |