Michael William Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael William Ng (吳以廉), a licensed Responsible Officer with CE reference AZD376. Currently licensed at 1 firm(s): Ballingal Investment Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 11.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ballingal Investment Advisors Limited | RO | Type 4 - Advising on securities | 2019-04-11 | present |
| Ballingal Investment Advisors Limited | RO | Type 5 - Advising on futures contracts | 2019-04-11 | present |
| Ballingal Investment Advisors Limited | RO | Type 9 - Asset management | 2019-04-11 | present |
| Ballingal Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2017-01-24 | 2019-04-11 |
| Ballingal Investment Advisors Limited | Rep | Type 5 - Advising on futures contracts | 2017-01-24 | 2019-04-11 |
| Ballingal Investment Advisors Limited | Rep | Type 9 - Asset management | 2017-01-24 | 2019-04-11 |
| Ballingal Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2014-06-06 | 2015-08-31 |
| Ballingal Investment Advisors Limited | Rep | Type 5 - Advising on futures contracts | 2014-06-06 | 2015-08-31 |
| Ballingal Investment Advisors Limited | Rep | Type 9 - Asset management | 2014-06-06 | 2015-08-31 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-12 | 2012-06-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael William Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.