Zixiao Yang
楊子瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zixiao Yang (楊子瀟), CE reference BJN959. Currently licensed at 1 firm(s): Arete Research Asia Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arete Research Asia Limited |
Rep | Type 4 — Advising on securities | 2023-11-14 | present |
| Blue Lotus Capital Advisors Limited 藍蓮花資本顧問有限公司 |
RO | Type 4 — Advising on securities | 2020-11-27 | 2023-11-01 |
| Blue Lotus Capital Advisors Limited 藍蓮花資本顧問有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-02 | 2020-11-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-02-18 | 2019-03-29 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-02-18 | 2019-03-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-01-04 | 2019-03-29 |
| Blue Lotus Capital Advisors Limited 藍蓮花資本顧問有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-07 | 2018-11-25 |