Kwok Ming Chu
朱國銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ming Chu (朱國銘), CE reference BTA142. Currently licensed at 1 firm(s): AA Capital Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AA Capital Limited |
Rep | Type 4 — Advising on securities | 2025-06-23 | present |
| AA Capital Limited |
Rep | Type 9 — Asset management | 2025-06-23 | present |
| Altive Limited |
Rep | Type 4 — Advising on securities | 2023-10-24 | 2025-05-30 |
| Altive Limited |
Rep | Type 9 — Asset management | 2023-10-24 | 2025-05-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-29 | 2022-12-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-29 | 2022-12-15 |