Yi Wang Lam
林怡泓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Wang Lam (林怡泓), a licensed Responsible Officer with CE reference BDE258. Currently licensed at 1 firm(s): Brianna Capital (Asia) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brianna Capital (Asia) Limited |
RO | Type 4 — Advising on securities | 2018-08-24 | present |
| Brianna Capital (Asia) Limited |
RO | Type 9 — Asset management | 2018-08-24 | present |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-23 | 2018-08-23 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 — Asset management | 2014-04-23 | 2018-08-23 |