Jonathan William Brooke
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan William Brooke, a licensed Responsible Officer with CE reference AFF289. Currently licensed at 1 firm(s): Brooke Capital Limited. Active regulated activities: Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brooke Capital Limited |
RO | Type 9 - Asset management | Pre-2003 | present |
| Brooke Capital Limited |
RO | Type 4 - Advising on securities | Pre-2003 | 2012-04-02 |
| Brooke Capital Limited |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-01 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Jonathan William Brooke during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sally Kwan Lay Lim | Brooke Capital Limited | 2012–present |
| Kwok On Kwai | Brooke Capital Limited | 2003–2010 |
| Thomas Alexander Royds | Brooke Capital Limited | 2007–2010 |
| Thomas William Ashworth | Brooke Capital Limited | 2011–2014 |
| Siu Lam Osman Wong | Brooke Capital Limited | 2012–2014 |
| Shigen Foo | Brooke Capital Limited | 2009–2011 |
| James Griswold Cameron | Brooke Capital Limited | 2009–2010 |
| Yongxin Zhang | Brooke Capital Limited | 2009–2010 |
| Alex Xinghai Mou | Brooke Capital Limited | 2005–2006 |
| James Barclay Spence | Brooke Capital Limited | 2006–2007 |