Siu Cheung Tong
湯紹彰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Cheung Tong (湯紹彰), a licensed Responsible Officer with CE reference AON938. Currently licensed at 1 firm(s): Almagest AM Co. Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Almagest AM Co. Limited 星汗資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-08-08 | present |
| Almagest AM Co. Limited 星汗資產管理有限公司 |
RO | Type 9 — Asset management | 2025-08-08 | present |
| Funde Securities Limited 富德證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-16 | 2024-09-27 |
| Funde Securities Limited 富德證券有限公司 |
RO | Type 4 — Advising on securities | 2021-11-03 | 2024-09-27 |
| Funde Investment Management Limited 富德投資管理有限公司 |
RO | Type 9 — Asset management | 2019-04-25 | 2024-09-27 |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-10-24 | 2018-12-07 |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
RO | Type 9 — Asset management | 2018-10-24 | 2018-12-07 |
| Funde Securities Limited 富德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-31 | 2022-11-16 |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-31 | 2018-10-24 |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-31 | 2018-10-24 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-08 | 2017-02-08 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-08 | 2017-02-08 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-08 | 2017-02-08 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2012-11-09 | 2015-04-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-06 | 2015-04-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-15 | 2015-04-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-15 | 2015-04-01 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2009-10-08 | 2011-04-01 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2009-10-08 | 2011-04-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-31 | 2009-10-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-31 | 2009-10-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-08 | 2007-06-23 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-02-08 | 2007-06-23 |