Yik Ki Kwok
郭奕琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Ki Kwok (郭奕琪), a licensed Responsible Officer with CE reference APF296. Currently licensed at 1 firm(s): Alphahill Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alphahill Capital Limited 明山資本有限公司 |
RO | Type 4 — Advising on securities | 2025-07-14 | present |
| Alphahill Capital Limited 明山資本有限公司 |
RO | Type 9 — Asset management | 2021-11-02 | present |
| Brightway Asset Management Limited 明道資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-31 | 2021-02-28 |
| Brightway Asset Management Limited 明道資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-06 | 2018-08-31 |
| PV Capital (HK) Limited | RO | Type 9 — Asset management | 2017-03-22 | 2018-05-11 |
| PV Capital (HK) Limited | Rep | Type 9 — Asset management | 2016-12-15 | 2017-03-22 |
| Ariose Capital Management Limited 弘盛資本有限公司 |
RO | Type 9 — Asset management | 2014-12-10 | 2016-12-08 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2009-01-20 | 2012-06-18 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2007-08-13 | 2012-06-18 |