Wing Kwan Wong
王榮昆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Kwan Wong (王榮昆), a licensed Responsible Officer with CE reference AXH995. Currently licensed at 1 firm(s): Almagest AM Co. Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Almagest AM Co. Limited 星汗資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-08-08 | present |
| Almagest AM Co. Limited 星汗資產管理有限公司 |
RO | Type 9 — Asset management | 2025-08-08 | present |
| Funde Securities Limited 富德證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-21 | 2024-07-26 |
| Funde Securities Limited 富德證券有限公司 |
RO | Type 4 — Advising on securities | 2023-02-21 | 2024-07-26 |
| Funde Investment Management Limited 富德投資管理有限公司 |
RO | Type 9 — Asset management | 2023-02-21 | 2024-07-26 |
| Funde Securities Limited 富德證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-22 | 2023-02-21 |
| Funde Securities Limited 富德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-13 | 2023-02-21 |
| Funde Investment Management Limited 富德投資管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-13 | 2023-02-21 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-05 | 2019-09-25 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-05 | 2019-09-25 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-12-05 | 2019-09-25 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-30 | 2016-11-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-22 | 2015-06-23 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-02 | 2015-05-06 |