Grace Wang

CE No. APP106 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grace Wang, a licensed Responsible Officer with CE reference APP106. Currently licensed at 1 firm(s): ANKAA CAPITAL LIMITED. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.

More firms doing Advising on securities →More firms doing Asset management →

Licence history

FirmRoleRegulated activityFromTo
ANKAA CAPITAL LIMITED
 RO Type 4 — Advising on securities 2023-11-03 present
ANKAA CAPITAL LIMITED
 RO Type 9 — Asset management 2023-11-03 present
DTC Investment Management (HK) Limited
東亭資產管理(香港)有限公司		 RO Type 9 — Asset management 2020-10-27 2021-03-21
DTC Investment Management (HK) Limited
東亭資產管理(香港)有限公司		 Rep Type 9 — Asset management 2020-07-02 2020-10-27
Fidelity Management & Research (Hong Kong) Limited Rep Type 4 — Advising on securities 2013-08-12 2019-10-03
Fidelity Management & Research (Hong Kong) Limited Rep Type 5 — Advising on futures contracts 2013-08-12 2013-12-19
Fidelity Management & Research (Hong Kong) Limited Rep Type 9 — Asset management 2013-08-12 2019-10-03
J.P. Morgan Broking (Hong Kong) Limited Rep Type 4 — Advising on securities 2009-10-19 2011-07-25
J.P. Morgan Broking (Hong Kong) Limited Rep Type 5 — Advising on futures contracts 2009-10-19 2011-07-25
J.P. Morgan Broking (Hong Kong) Limited Rep Type 1 — Dealing in securities 2009-09-28 2011-07-25
J.P. Morgan Broking (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2009-09-28 2011-07-25
UBS Securities Hong Kong Limited Rep Type 1 — Dealing in securities 2008-04-10 2009-08-15
UBS Securities Asia Limited Rep Type 1 — Dealing in securities 2007-09-21 2009-08-15
UBS Derivatives Hong Kong Limited Rep Type 2 — Dealing in futures contracts 2007-09-21 2009-08-15
UBS Securities Asia Limited Rep Type 2 — Dealing in futures contracts 2007-09-21 2009-08-15

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