Kenneth Kin Wah Chan
陳建華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kin Wah Chan (陳建華), CE reference BAL896. Currently licensed at 1 firm(s): Austen Capital International Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Austen Capital International Limited 凱德資本國際有限公司 |
RO | Type 4 — Advising on securities | 2024-11-28 | present |
| Austen Capital International Limited 凱德資本國際有限公司 |
RO | Type 9 — Asset management | 2024-11-28 | present |
| Central Wealth Capital (HK) Management Limited 中鑫資本(香港)管理有限公司 |
RO | Type 4 — Advising on securities | 2023-08-28 | 2024-10-09 |
| Central Wealth Capital (HK) Management Limited 中鑫資本(香港)管理有限公司 |
RO | Type 9 — Asset management | 2020-03-06 | 2024-10-09 |
| High Nine Asset Management Limited 高九資產管理有限公司 |
RO | Type 9 — Asset management | 2018-06-05 | 2019-06-11 |
| Win Wong Securities Limited 宏旺證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-02 | 2018-03-29 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-07 | 2016-02-02 |