Kenneth Kin Wah Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kin Wah Chan (陳建華), a licensed Responsible Officer with CE reference BAL896. Currently licensed at 1 firm(s): Austen Capital International Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Austen Capital International Limited 凱德資本國際有限公司 |
RO | Type 4 - Advising on securities | 2024-11-28 | present |
| Austen Capital International Limited 凱德資本國際有限公司 |
RO | Type 9 - Asset management | 2024-11-28 | present |
| Central Wealth Capital (HK) Management Limited 中鑫資本（香港）管理有限公司 |
RO | Type 4 - Advising on securities | 2023-08-28 | 2024-10-09 |
| Central Wealth Capital (HK) Management Limited 中鑫資本（香港）管理有限公司 |
RO | Type 9 - Asset management | 2020-03-06 | 2024-10-09 |
| High Nine Asset Management Limited 高九資產管理有限公司 |
RO | Type 9 - Asset management | 2018-06-05 | 2019-06-11 |
| Win Wong Securities Limited 宏旺證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-02-02 | 2018-03-29 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-07 | 2016-02-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenneth Kin Wah Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.