Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Wenyang Ge
CE BDV287 - active, Capella Capital Limited
Kun Ye
CE BCV670 - active, Cyber Atlas Capital Limited
Kafu Yu
CE BWF116 - active, Cyber Atlas Capital Limited
Weitong Cai
CE BTD880 - active, Cyber Atlas Capital Limited
Elaine Yiran Chao
CE BNF051 - active, Cyber Atlas Capital Limited
Wenwen Dai
CE BPQ334 - active, Cyber Atlas Capital Limited
Michael Lai
CE BGA390 - active, Dimension Management (HK) Limited
Yue Hin Lo
CE ANB463 - active, Dimension Management (HK) Limited
Thanachai Minesuk
CE AUI263 - active, Dimension Management (HK) Limited
Harry Ho Cheung Mui
CE AOV495 - ceased
Chin Ho Leung
CE BJH258 - active, Daoyi Asset Management Limited
Liang Zeng
CE ARB264 - active, Daoyi Asset Management Limited
Lai Chuen Shek
CE AOY186 - active, Daoyi Asset Management Limited
Qi (SFC:BVQ259) Yang
CE BVQ259 - active, Daoyi Asset Management Limited
Pui Yan Li
CE AVZ605 - active, DC Investments (HK) Limited
Kecheng Yin
CE BDQ627 - active, DC Investments (HK) Limited
Sui On Chan
CE AOY504 - active, DC Investments (HK) Limited
Hu Chen
CE BUT892 - active, DC Investments (HK) Limited
Jia Fu
CE BWH228 - active, DC Investments (HK) Limited
Xiaorui Bao
CE BUN422 - active, Dream Peak Capital Limited
Jimeng Du
CE BVA240 - active, Dream Peak Capital Limited
Wei Guo
CE BWX184 - active, Dream Peak Capital Limited
Yaou Wang
CE BVE226 - active, Dream Peak Capital Limited
Yu (SFC:BPX401) Zhang
CE BPX401 - active, Dream Peak Capital Limited
Kai Chun (SFC:AMU535) Chan
CE AMU535 - active, Dream'ee (Hong Kong) Capital Limited
Jinqiong Ding
CE BUU938 - active, Dream'ee (Hong Kong) Capital Limited
Runze Gan
CE BWK381 - active, Dream'ee (Hong Kong) Capital Limited
Liangchun Ding
CE BVM494 - active, Dolomites Asset Management Limited
Shanshan Luo
CE BEM051 - active, Dolomites Asset Management Limited
Dongfeng Su
CE BVM495 - active, Dolomites Asset Management Limited
John Brian Kang
CE AFW034 - active, Dunamis Asset Management HK Limited
Daniel Eabum Park
CE BEI453 - active, Dunamis Asset Management HK Limited
In Hyuk Yeo
CE BXI543 - active, Dunamis Asset Management HK Limited
Shangyi Li
CE BOI347 - active, Definite Capital Management Limited
Xiaoxiao (SFC:BWC320) Li
CE BWC320 - active, Definite Capital Management Limited
Vicho Meng Him Chung
CE AYI534 - active, ESR Asset Management (Prosperity) Limited
Chi Wah Ng
CE ARQ146 - active, ESR Asset Management (Prosperity) Limited
Lai Hung Wong
CE ANH601 - active, ESR Asset Management (Prosperity) Limited
Kam Ping Chan
CE BHB666 - active, ESR Asset Management (Prosperity) Limited
Kin Wah Cheung
CE BIB959 - active, ESR Asset Management (Prosperity) Limited
Kit Fu Siu
CE BHU936 - active, ESR Asset Management (Prosperity) Limited
Philippe Rodolphe Xavier Devesa
CE BBU286 - active, Evo Capital Management Asia Limited
Justina Yu Chiu
CE ANI924 - active, ESR Asset Management (Fortune) Limited
Yuen Chun Hung
CE AUW719 - active, ESR Asset Management (Fortune) Limited
Yuk Ting Ng
CE AVI452 - active, ESR Asset Management (Fortune) Limited
Magdalen Wing Yee Cheung
CE BAH299 - active, ESR Asset Management (Fortune) Limited
Chi Wang Calvin Tsui
CE BSE593 - active, ESR Asset Management (Fortune) Limited
Wenyuan Zhang
CE ARJ899 - active, Excel Investment (HK) Limited
Wenbin Warren Zhao
CE BHG104 - active, Excel Investment (HK) Limited
Xuanyang Sheng
CE BRD890 - active, Excel Investment (HK) Limited
Ross Allan Lubinski
CE BGG505 - active, Eastfort Asset Management Private Limited
Chin Hang Edmund Ng
CE ALY314 - active, Eastfort Asset Management Private Limited
Wai Yin Brian Lau
CE BQG671 - active, Eastfort Asset Management Private Limited
Harvey Man Chuen Lim
CE AUJ979 - active, Eastfort Asset Management Private Limited
Tsz Kwan Yu
CE BXN309 - active, Eastfort Asset Management Private Limited
Jeffrey Gerard Emmanuel
CE AXR096 - active, EFM Asset Management Limited
Martin Frank Warwick
CE BFJ791 - active, EFM Asset Management Limited
Anthony James Davies
CE BWN856 - active, EFM Asset Management Limited
Simiao Deng
CE BPL805 - active, EFM Asset Management Limited
Daniel Andrew Heyler
CE AGN389 - active, EFM Asset Management Limited
Wing Tuen Ho
CE BQW898 - active, EFM Asset Management Limited
Patrick James Porritt
CE AZY046 - active, EFM Asset Management Limited
Stuart Bruce Smith
CE BNG635 - active, EFM Asset Management Limited
Daryl Chen How Tng
CE BVZ710 - active, EFM Asset Management Limited
Peidong Zhao
CE BRS048 - ceased
Zhongyang Feng
CE AMD115 - active, EJL Limited
Weiwei Li
CE AXR088 - active, EJL Limited
Yu (SFC:BIJ023) Li
CE BIJ023 - active, EJL Limited
Sze Lok Cheuk
CE ADM251 - active, Envoyage Capital Limited
Ming Ho Lo
CE AIB742 - active, Envoyage Capital Limited
Jason Ching
CE AOT950 - active, Eminence Asset Management (Asia) Limited
Wang Leung Ng
CE AEJ671 - active, Eminence Asset Management (Asia) Limited
James Patrick Wilder White
CE AVW083 - active, Eminence Asset Management (Asia) Limited
Mengchen Cai
CE BUF410 - active, Eminence Asset Management (Asia) Limited
Yik Chung Chan
CE BSB828 - active, Eminence Asset Management (Asia) Limited
Michelle Tsz Yin Lau
CE BTF439 - active, Eminence Asset Management (Asia) Limited
Ho Yan Choi
CE BHR891 - active, Evol Capital Limited
Sai Hong Lee
CE AYS423 - active, Evol Capital Limited
Kaifeng Wang
CE BQO197 - active, Efung Capital (HK) Management Limited
Zhanye Zhu
CE BTH683 - active, Efung Capital (HK) Management Limited
Wenwen Zhang
CE BQP581 - active, Efung Capital (HK) Management Limited
Adam Peter Wyprysky
CE BTV575 - active, Entrust Evergreen Partners Limited
Dale Zhang
CE BOZ872 - active, Entrust Evergreen Partners Limited
Yiming Huang
CE BUO557 - active, Enlightenment Capital Investment Management Limited
Zengxiang Jin
CE ARO631 - active, Enlightenment Capital Investment Management Limited
Ning Chen
CE BUI942 - active, Enlightenment Capital Investment Management Limited
Yujin Wu
CE BUX136 - active, Eastern Bell Capital HK Limited
Yingchun Zhu
CE AMR481 - active, Eastern Bell Capital HK Limited
Amit Gupta
CE AEM782 - active, Fiera Capital (Asia) Hong Kong Limited
Robert Dean Petty
CE ARD755 - active, Fiera Capital (Asia) Hong Kong Limited
Shing Hin Tse
CE BAV391 - active, Fiera Capital (Asia) Hong Kong Limited
Joshua Caleb Bartlow
CE BUP771 - active, Fiera Capital (Asia) Hong Kong Limited
Bradley Andrew Bester
CE BSM504 - active, Fiera Capital (Asia) Hong Kong Limited
Wing Lam Chan
CE BKJ927 - active, Fiera Capital (Asia) Hong Kong Limited
Huanyu Shi
CE BTD636 - active, Fiera Capital (Asia) Hong Kong Limited
Jae Woo Shim
CE BUP770 - active, Fiera Capital (Asia) Hong Kong Limited
Ambrose Zi Qian Yee
CE BRM227 - active, Fiera Capital (Asia) Hong Kong Limited
Xiang Huang
CE BAL204 - active, First Beijing Investment Limited
Jingwei Li
CE BUF817 - active, First Beijing Investment Limited
Ta Chiu Ho
CE BRR070 - active, First Beijing Investment Limited
Thomas Chung Hau Wong
CE ANU194 - active, First Beijing Investment Limited
Christopher Marland
CE ARB907 - active, Far East Investment Management (Hong Kong) Limited
Peter Anthony Watson
CE AKO811 - active, Far East Investment Management (Hong Kong) Limited
Siu Wing Kan
CE BBT279 - active, Far East Investment Management (Hong Kong) Limited
Paul Andrew Caldwell
CE BOB262 - active, Farallon Capital Asia (HK) Limited
Andy Ka Ho Wong
CE AQS311 - active, Farallon Capital Asia (HK) Limited
Linglin Hu
CE BDU275 - active, Farallon Capital Asia (HK) Limited
Andrew Hung
CE BOB264 - active, Farallon Capital Asia (HK) Limited
Masahiro Kusunoki
CE BUO449 - active, Farallon Capital Asia (HK) Limited
Yidan Li
CE BDR383 - active, Farallon Capital Asia (HK) Limited
Lam Chak Chan
CE AXR725 - active, Franchise Capital Management Limited
Xingxing Gao
CE BQU177 - active, Franchise Capital Management Limited
Shihong Wang
CE BFY624 - active, Franchise Capital Management Limited
Yanling Xie
CE BTO622 - active, Fortune Fund (HK) Limited
Jiahui Xu
CE BTO624 - ceased
Weiqiang Zhang
CE BTO623 - active, Fortune Fund (HK) Limited
Yuyang Zhang
CE BVA211 - active, Fortune Fund (HK) Limited
Fung Ki Cheung
CE BTT129 - active, ForwardEdge Investment Limited
Chao (SFC:ATO947) Wang
CE ATO947 - active, ForwardEdge Investment Limited
Ka Hing Chen
CE ATY963 - active, Frontier Asset Management (Hong Kong) Limited
Zhihao Zhou
CE BUC258 - active, Frontier Asset Management (Hong Kong) Limited
Chen Ai
CE BWH840 - active, Frontier Asset Management (Hong Kong) Limited
Weijia Li
CE BFU370 - active, Frontier Asset Management (Hong Kong) Limited
Manlu Wang
CE BVF142 - active, Frontier Asset Management (Hong Kong) Limited
Kevin Ji
CE AYS136 - active, Fourier Capital Management Limited
Yifeng Wu
CE BQC438 - active, Fourier Capital Management Limited
Xueyi Li
CE BVQ326 - active, Fourier Capital Management Limited
Christopher Shing-Kwun Tse
CE BFN119 - active, Fourier Capital Management Limited
Zining Wen
CE BUF782 - active, Fourier Capital Management Limited
Chun Sing Chau
CE BBZ774 - active, Freedom Asset Management (Asia) Limited
Adrian Geraint Harris
CE BUR353 - active, Freedom Asset Management (Asia) Limited
Zhifang Gao
CE BWA734 - active, FC Discovery Asset Management (Hong Kong) Limited
Han Sheong Lai
CE BWA731 - active, FC Discovery Asset Management (Hong Kong) Limited
Qi Ding
CE AWV316 - active, FarPeak Capital Management (HK) Limited
Tingting Liao
CE BWK607 - active, FarPeak Capital Management (HK) Limited
Tsan Wan Choi
CE AFG523 - active, FH Asset Management Limited
Fang (SFC:APC740) He
CE APC740 - active, FH Asset Management Limited
Robin Sidney Hibberd
CE AEP759 - active, Ginseng Capital Advisors Limited
Fedza Kusturica
CE BUK443 - active, Ginseng Capital Advisors Limited
Wai Shing Chung
CE AFP827 - active, GL Advisors Hong Kong Limited
Yifeng Wang
CE BFS141 - active, GL Advisors Hong Kong Limited
Yu Fung Christopher Chan
CE BQL861 - active, GL Advisors Hong Kong Limited
Cheuk Fung Chu
CE BMG556 - active, GL Advisors Hong Kong Limited
Anil Kumar Gorthy
CE ATN437 - active, GL Advisors Hong Kong Limited
James Sue
CE BJP241 - active, GL Advisors Hong Kong Limited
Pavandeep Sethi
CE BFS323 - active, Gladius Investment Group Asia Limited
Long Kau Matthew Yip
CE APG908 - active, Gladius Investment Group Asia Limited
Wei Chai
CE BTA239 - active, Going International Asset Management Limited
Poonam Dhir
CE AVH305 - active, Going International Asset Management Limited
Xiangling Zhou
CE BUO555 - active, Going International Asset Management Limited
Anand Kumar Ramakrishna Battepati
CE BGS910 - active, GFM Group Limited
Tariq Anwar Dennison
CE AXV925 - active, GFM Group Limited
Tingting Feng
CE BIP060 - active, Gemboom Investment (Hong Kong) Co., Limited
Ming Zhu
CE BCH834 - active, Gemboom Investment (Hong Kong) Co., Limited
Peng She
CE BJP628 - active, Golden Pine Asset Management Limited
Ho Fung Tang
CE BEI531 - active, Golden Pine Asset Management Limited
Hiu Yeung Tsoi
CE BIH535 - active, Golden Pine Asset Management Limited
Beijia Chen
CE BVT898 - active, Golden Pine Asset Management Limited
Qiuchi Sun
CE BVS721 - active, Golden Pine Asset Management Limited
Ouqiong Yu
CE BVG907 - active, Golden Pine Asset Management Limited
Tao Tao
CE BLI015 - active, Golden Nest Capital Management (Hong Kong) Co. Limited
Xi Zhao
CE BMT548 - active, Golden Nest Capital Management (Hong Kong) Co. Limited
Yuan Zi
CE BRW480 - active, Golden Nest Capital Management (Hong Kong) Co. Limited
Zhaoyang Men
CE BNG215 - active, Golden Nest Capital Management (Hong Kong) Co. Limited
Menghan Xu
CE BOS823 - active, Golden Nest Capital Management (Hong Kong) Co. Limited
Chunwang Li
CE BES126 - active, Global Fortune United (Hong Kong) Limited
Po Kwan Yan
CE ADP430 - active, Global Fortune United (Hong Kong) Limited
Tianzuo Gu
CE BTZ100 - active, Greenlane Capital Limited
Fei (SFC:ANQ366) Li
CE ANQ366 - active, Greenlane Capital Limited
Yue (SFC:AQG737) Li
CE AQG737 - active, Greenlane Capital Limited
Meng Li
CE BDC629 - active, Greenlane Capital Limited
Ling Angel Chau
CE BRH802 - active, Gobi Admiralty Limited
Jason Chun Tung Chen
CE ANU347 - active, Gobi Admiralty Limited
Ping Cheng
CE BAO908 - active, Gobi Admiralty Limited
Chibo Tang
CE BLF885 - active, Gobi Admiralty Limited
Hing Cheng
CE AUM436 - active, Gobi Admiralty Limited
Hon Pan Chong
CE BSX440 - ceased
Chak Fung Chung
CE BWS734 - active, Gobi Admiralty Limited
Xuan Dai
CE BWC917 - active, Gobi Admiralty Limited
Koon Lok Li
CE BFK460 - active, Gobi Admiralty Limited
Ka Wing (SFC:BSK228) Ng
CE BSK228 - active, Gobi Admiralty Limited
Bohan Zheng
CE BTF066 - active, Gobi Admiralty Limited
Fei Chen
CE AYB045 - active, GURRYSHARK Fund Management Company Limited
Xiao Li
CE BTU971 - active, GURRYSHARK Fund Management Company Limited
Lu Sun
CE BVE058 - active, GURRYSHARK Fund Management Company Limited
Yifeng (SFC:BET746) Wu
CE BET746 - active, Gladwealth Investment Group Limited
Yuanming Zhang
CE BTW193 - active, Gladwealth Investment Group Limited
Xucheng Liu
CE BGI072 - active, Gladwealth Investment Group Limited
Kun Lin Ho
CE BGC212 - active, Ghisallo Capital Management (HK) Limited
Philippe Christophe Ziegler
CE BWC505 - active, Ghisallo Capital Management (HK) Limited
Akhil Muralikrishnan
CE BDF558 - active, Ghisallo Capital Management (HK) Limited
Shijie Bao
CE BNN323 - active, GrandBridge Partners Limited
Zhong Ma
CE BMW894 - active, GrandBridge Partners Limited
Luping Liu
CE BVN628 - active, Gardens Alley Asset Management Limited
Lu Wang
CE BVN627 - active, Gardens Alley Asset Management Limited
Wei Dai
CE BWK678 - active, GREENWILL ASSET MANAGEMENT (HONG KONG) LIMITED
Hong Yu
CE BAE174 - active, GREENWILL ASSET MANAGEMENT (HONG KONG) LIMITED
Phyllis Yuk Fong Lo
CE ACN561 - active, Henderson Sunlight Asset Management Limited
Yulanda Chung Wah Shum
CE BGH335 - active, Henderson Sunlight Asset Management Limited
Chi Ming (SFC:AVF013) Wong
CE AVF013 - active, Henderson Sunlight Asset Management Limited
Keith Shiu Kee Wu
CE AAJ838 - active, Henderson Sunlight Asset Management Limited
Vivian May Ling Yip
CE AQI874 - active, Henderson Sunlight Asset Management Limited
Wai Tat Cheng
CE APP422 - active, Henderson Sunlight Asset Management Limited
Hoi Zin Yu
CE BDF074 - active, Henderson Sunlight Asset Management Limited
Eva Siu Wai Ip
CE BQL637 - active, HongShan Capital Advisors (Hong Kong) Limited
Nan Peng Shen
CE ACN912 - active, HongShan Capital Advisors (Hong Kong) Limited
Qian Sun
CE APL957 - active, HongShan Capital Advisors (Hong Kong) Limited
Wan Ying Lee
CE BVA925 - active, HongShan Capital Advisors (Hong Kong) Limited
Tsz Kin Yang
CE BEC363 - active, HongShan Capital Advisors (Hong Kong) Limited
Ling Fung Tom Cheung
CE AZN803 - active, Hui Xian Asset Management Limited
Sung Ching
CE BDA071 - active, Hui Xian Asset Management Limited
Wai Yin Agnes Lai
CE AZN804 - active, Hui Xian Asset Management Limited
Chi Kin (SFC:AXP765) Lee
CE AXP765 - active, Hui Xian Asset Management Limited
Hiu Tung Daisy Tang
CE BEV986 - active, Hui Xian Asset Management Limited
Michael Patrick Garrow
CE AIS160 - active, HS Group (Hong Kong) Limited
Johannes Kaps
CE AKW700 - active, HS Group (Hong Kong) Limited
Aayesha Anil Ghanekar
CE BOO869 - active, HS Group (Hong Kong) Limited
Raza Ali Jafree
CE ARI951 - active, HS Group (Hong Kong) Limited
Anna Klavins
CE AON944 - active, HS Group (Hong Kong) Limited
Wen Jie Jonathan Ng
CE BKW776 - active, HS Group (Hong Kong) Limited
Ryan Shailesh Shah
CE BFI955 - active, HS Group (Hong Kong) Limited
Johanne Joanshien Lee
CE AOI966 - active, Honghu Capital Management Limited
Wentao Liang
CE AWR545 - active, Honghu Capital Management Limited
Wah Wai Tang
CE AKT453 - active, Honghu Capital Management Limited
James Huang
CE BCZ165 - active, Hao Advisors Management Limited
Hao (SFC:ANH766) Wu
CE ANH766 - active, Hao Advisors Management Limited
Hao Zhang
CE BDI780 - active, Hao Advisors Management Limited
Wing Yan Mak
CE AHU543 - active, Hao Advisors Management Limited
Zhuoran Wang
CE BOS532 - active, Hao Advisors Management Limited
Mengheng Zhou
CE BOO998 - active, Hao Advisors Management Limited
Michelle Shiyun Lim
CE AVS903 - active, Hummingbird Partners Limited
Yu Lung Wong
CE ARG279 - active, Hummingbird Partners Limited
Chun Yu Chow
CE BQH112 - active, HK Cai Fu Ju Asset Management Limited
Victor Wing Tai Lai
CE APZ779 - active, HK Cai Fu Ju Asset Management Limited
Liuying Zhang
CE BLP358 - active, HK Cai Fu Ju Asset Management Limited
Tobee Chui Shan Chow
CE AGJ362 - active, HK Cai Fu Ju Asset Management Limited
Jingjing (SFC:BPY361) Liu
CE BPY361 - active, HK Cai Fu Ju Asset Management Limited
Li Mingze
CE BTZ140 - active, HK Cai Fu Ju Asset Management Limited
Dan Shan
CE BLB709 - active, HMOUNT Asset Management (HK) Limited
Yan Tong
CE BLB683 - active, HMOUNT Asset Management (HK) Limited
Yina Deng
CE BWM116 - active, HUAJIN International Investment Management Limited
Ning Ye
CE BSI727 - active, HUAJIN International Investment Management Limited
Xinyi Zhao
CE ATO858 - active, HUAJIN International Investment Management Limited
Heng Wang
CE BTX995 - active, HUAJIN International Investment Management Limited
Justin Ming Hon Lai
CE AWY011 - active, Hill Ocean Capital Limited
Yong Yang
CE AYJ431 - active, Hill Ocean Capital Limited
Lai Chi Chan
CE BNQ614 - active, High-Flyer Capital Management (Hong Kong) Limited
Yiwen Luo
CE BAH392 - active, High-Flyer Capital Management (Hong Kong) Limited
Cao Fang
CE APR657 - active, HCEP Management Limited
Jun Shen
CE BBE669 - active, HCEP Management Limited