Xiaoma Lu
陸肖馬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoma Lu (陸肖馬), a licensed Responsible Officer with CE reference AVS574. Currently licensed at 1 firm(s): Austen Capital International Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 1.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Austen Capital International Limited 凱德資本國際有限公司 |
RO | Type 4 - Advising on securities | 2024-12-09 | present |
| Austen Capital International Limited 凱德資本國際有限公司 |
RO | Type 9 - Asset management | 2024-12-09 | present |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoma Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kenneth Kin Wah Chan | Austen Capital International Limited | 2024–present |
| Shanshan Jiang | Austen Capital International Limited | 2025–present |
| Ruonan Wang | Austen Capital International Limited | 2025–present |
| Xin Yue Jasmine Geffner | Austen Capital International Limited | 2025–present |
| Keer Zeng | Austen Capital International Limited | 2025–present |
| Bayram Hammami | Austen Capital International Limited | 2024 |