Kwok Ying Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ying Wong (黃國英), a licensed Responsible Officer with CE reference ADR743. Currently licensed at 1 firm(s): Alex KY Wong Asset Management Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-07-12 | present |
| Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 |
RO | Type 9 - Asset management | 2022-07-12 | present |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 4 - Advising on securities | 2007-01-02 | 2022-03-28 |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 9 - Asset management | 2007-01-02 | 2022-03-28 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2005-07-29 | 2006-12-29 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2005-07-29 | 2006-12-29 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-08 | 2005-07-29 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2005-06-08 | 2005-07-29 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-05-31 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Ying Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.