James Ting Kin Lam
林廷堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ting Kin Lam (林廷堅), a licensed Responsible Officer with CE reference APG202. Currently licensed at 1 firm(s): Brianna Capital (Asia) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brianna Capital (Asia) Limited |
RO | Type 4 — Advising on securities | 2026-01-28 | present |
| Brianna Capital (Asia) Limited |
RO | Type 9 — Asset management | 2026-01-28 | present |
| Brianna Capital (Asia) Limited |
Rep | Type 4 — Advising on securities | 2026-01-13 | 2026-01-28 |
| Brianna Capital (Asia) Limited |
Rep | Type 9 — Asset management | 2026-01-13 | 2026-01-28 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
RO | Type 4 — Advising on securities | 2017-12-29 | 2025-12-01 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
RO | Type 9 — Asset management | 2017-12-29 | 2025-12-01 |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 |
RO | Type 9 — Asset management | 2012-06-20 | 2017-04-20 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-11 | 2011-06-01 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-11 | 2011-06-01 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-04-11 | 2011-06-01 |
| Horizon Asset International (HK) Limited | Rep | Type 9 — Asset management | 2010-07-06 | 2010-09-15 |
| Longitude Asia Limited 瑞士經緯投資有限公司 |
Rep | Type 9 — Asset management | 2007-08-30 | 2008-03-20 |