Travis Stuart Lundy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Travis Stuart Lundy, a licensed Representative with CE reference AOH253. Currently licensed at 1 firm(s): Ballingal Investment Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ballingal Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2017-01-13 | present |
| Ballingal Investment Advisors Limited | Rep | Type 9 - Asset management | 2017-01-13 | present |
| Deltroit (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-09-23 | 2014-12-12 |
| Deltroit (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-09-23 | 2014-12-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-18 | 2007-03-19 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2006-12-18 | 2007-03-19 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2006-12-18 | 2007-03-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Travis Stuart Lundy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.