Hao Li
李浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao Li (李浩), a licensed Responsible Officer with CE reference AWZ990. Currently licensed at 1 firm(s): Alioth Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alioth Capital Limited 恒量資本有限公司 |
RO | Type 4 - Advising on securities | 2020-09-25 | present |
| Alioth Capital Limited 恒量資本有限公司 |
RO | Type 9 - Asset management | 2020-09-25 | present |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-26 | 2020-09-02 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-29 | 2020-09-02 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-12-23 | 2020-09-02 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-21 | 2016-02-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hao Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.