David James Blennerhassett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David James Blennerhassett, CE reference ADF976. Currently licensed at 1 firm(s): Ballingal Investment Advisors Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ballingal Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2017-01-16 | present |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2012-11-02 | 2016-09-07 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-09 | 2011-08-04 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-09 | 2011-08-04 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2008-06-17 | 2010-07-12 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2008-04-07 | 2010-07-12 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-02 | 2008-03-25 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-01-26 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-20 |