Pui Chi Tam
譚佩芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Chi Tam (譚佩芝), a licensed Responsible Officer with CE reference AFT247. Currently licensed at 1 firm(s): CR17 Capital Partners Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.5 years of SFC licence history. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CR17 Capital Partners Limited | RO | Type 4 - Advising on securities | 2021-02-03 | present |
| CR17 Capital Partners Limited | RO | Type 9 - Asset management | 2021-02-03 | present |
| CR17 Capital Partners Limited | Rep | Type 4 - Advising on securities | 2018-08-14 | 2021-02-03 |
| CR17 Capital Partners Limited | Rep | Type 9 - Asset management | 2018-08-14 | 2021-02-03 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-09-22 | 2013-06-29 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2011-09-22 | 2013-06-29 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-09-22 | 2013-06-29 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-01 | 2011-09-22 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-06-01 | 2011-09-22 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2006-06-07 | 2008-06-01 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-06-07 | 2008-06-01 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-06-07 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2006-06-07 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Chi Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.