Andrew Robert Thomas Ballingal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Robert Thomas Ballingal, a licensed Responsible Officer with CE reference ADM009. Currently licensed at 1 firm(s): Ballingal Investment Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 22.0 years of SFC licence history. Total licence records on file: 3.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ballingal Investment Advisors Limited | RO | Type 4 - Advising on securities | 2004-08-13 | present |
| Ballingal Investment Advisors Limited | RO | Type 5 - Advising on futures contracts | 2004-08-13 | present |
| Ballingal Investment Advisors Limited | RO | Type 9 - Asset management | 2004-08-13 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Robert Thomas Ballingal during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.