Andrew Robert Thomas Ballingal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Robert Thomas Ballingal, a licensed Responsible Officer with CE reference ADM009. Currently licensed at 1 firm(s): Ballingal Investment Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ballingal Investment Advisors Limited |
RO | Type 4 - Advising on securities | 2004-08-13 | present |
| Ballingal Investment Advisors Limited |
RO | Type 5 - Advising on futures contracts | 2004-08-13 | present |
| Ballingal Investment Advisors Limited |
RO | Type 9 - Asset management | 2004-08-13 | present |