Choo Hak Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Choo Hak Lee, a licensed Responsible Officer with CE reference ALU994. Currently licensed at 1 firm(s): ARIEL CAPITAL LIMITED. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.0 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ARIEL CAPITAL LIMITED | RO | Type 4 - Advising on securities | 2026-01-09 | present |
| ARIEL CAPITAL LIMITED | RO | Type 9 - Asset management | 2026-01-09 | present |
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
RO | Type 4 - Advising on securities | 2008-11-07 | 2025-05-09 |
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
RO | Type 9 - Asset management | 2008-11-07 | 2025-05-09 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Choo Hak Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.