Choo Hak Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Choo Hak Lee, a licensed Responsible Officer with CE reference ALU994. Currently licensed at 1 firm(s): ARIEL CAPITAL LIMITED. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ARIEL CAPITAL LIMITED |
RO | Type 4 — Advising on securities | 2026-01-09 | present |
| ARIEL CAPITAL LIMITED |
RO | Type 9 — Asset management | 2026-01-09 | present |
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-11-07 | 2025-05-09 |
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
RO | Type 9 — Asset management | 2008-11-07 | 2025-05-09 |