Edmund Tak Yiu Ho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmund Tak Yiu Ho (何德耀), a licensed Responsible Officer with CE reference AHA804. Currently licensed at 1 firm(s): AWM Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AWM Asset Management Limited |
RO | Type 4 - Advising on securities | 2025-04-01 | present |
| AWM Asset Management Limited |
RO | Type 9 - Asset management | 2025-04-01 | present |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-14 | 2022-07-01 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 4 - Advising on securities | 2019-02-20 | 2024-11-30 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 9 - Asset management | 2017-03-10 | 2024-11-30 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 - Asset management | 2017-01-11 | 2017-03-10 |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 - Asset management | 2014-06-19 | 2016-08-31 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-09 | 2016-08-31 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-09 | 2016-08-31 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-12 | 2013-12-17 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-01-12 | 2013-12-17 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-01-12 | 2013-12-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Edmund Tak Yiu Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.