Rock Chung Nin Chen
陳仲尼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rock Chung Nin Chen (陳仲尼), CE reference AIE121. Currently licensed at 1 firm(s): Acuity Capital Partners (HK) Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Acuity Capital Partners (HK) Limited 誠智資本有限公司 |
RO | Type 4 — Advising on securities | 2024-12-13 | present |
| Acuity Capital Partners (HK) Limited 誠智資本有限公司 |
RO | Type 9 — Asset management | 2024-12-13 | present |
| Acuity Capital Partners (HK) Limited 誠智資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-29 | 2024-12-13 |
| Acuity Capital Partners (HK) Limited 誠智資本有限公司 |
Rep | Type 9 — Asset management | 2024-11-29 | 2024-12-13 |
| Wyndham Capital Management Limited 雲咸資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-05 | 2021-11-03 |
| Wyndham Capital Management Limited 雲咸資本管理有限公司 |
RO | Type 4 — Advising on securities | 2017-01-05 | 2021-11-03 |
| Wyndham Capital Management Limited 雲咸資本管理有限公司 |
RO | Type 9 — Asset management | 2017-01-05 | 2021-11-03 |
| Tenacity Partners Limited 天誠金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-17 | 2014-10-10 |
| Tenacity Partners Limited 天誠金融集團有限公司 |
RO | Type 4 — Advising on securities | 2013-12-17 | 2014-10-10 |
| Tenacity Partners Limited 天誠金融集團有限公司 |
RO | Type 9 — Asset management | 2013-12-17 | 2014-10-10 |
| Fu Heng Investment Management Limited 富恒基金管理有限公司 |
RO | Type 4 — Advising on securities | present | 2012-03-31 |
| Fu Heng Investment Management Limited 富恒基金管理有限公司 |
RO | Type 9 — Asset management | present | 2012-03-31 |