Herman Chi Tin Ng
吳志天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herman Chi Tin Ng (吳志天), a licensed Representative with CE reference ASQ359. Currently licensed at 1 firm(s): Primas Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Primas Asset Management Limited 博領資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-23 | present |
| Primas Asset Management Limited 博領資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-23 | present |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-04-02 | 2011-07-08 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2009-04-02 | 2011-07-08 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2009-04-02 | 2011-07-08 |