Ka Ho Benjamin So
蘇家灝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho Benjamin So (蘇家灝), a licensed Representative with CE reference AXZ272. Currently licensed at 1 firm(s): Primas Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Primas Asset Management Limited 博領資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-06 | present |
| Primas Asset Management Limited 博領資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-06 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2016-07-04 | 2017-09-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2016-07-04 | 2017-09-05 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2016-07-04 | 2017-09-05 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-16 | 2013-05-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-16 | 2013-05-02 |