Kenneth Sea Leong Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Sea Leong Lee (李思亮), a licensed Responsible Officer with CE reference AYS141. Currently licensed at 1 firm(s): Pleiad Investment Advisors Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-09 | present |
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2024-12-09 | present |
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
RO | Type 9 - Asset management | 2014-06-13 | present |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-01-03 | 2014-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenneth Sea Leong Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.