Ho Tak Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Tak Lo (盧浩德), a licensed Responsible Officer with CE reference AVR437. Currently licensed at 1 firm(s): Peakhouse Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.6 years of SFC licence history. Total licence records on file: 29.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-11-29 | present |
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-12-18 | present |
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
RO | Type 9 - Asset management | 2023-12-18 | present |
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-16 | 2023-12-18 |
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-11-16 | 2023-12-18 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-22 | 2023-10-28 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-11-22 | 2023-10-28 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 4 - Advising on securities | 2022-11-22 | 2023-10-28 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
RO | Type 9 - Asset management | 2022-11-22 | 2023-10-28 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 9 - Asset management | 2022-11-22 | 2023-10-28 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-18 | 2022-11-22 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-05-18 | 2022-11-22 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 - Advising on securities | 2020-05-18 | 2022-11-22 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-05-18 | 2022-11-22 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 - Asset management | 2020-05-18 | 2022-11-22 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-20 | 2020-05-08 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-07 | 2020-05-08 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-07 | 2020-05-08 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-01 | 2015-04-24 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-01 | 2015-04-24 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-06 | 2013-12-27 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-06 | 2013-12-27 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 9 - Asset management | 2013-03-06 | 2013-12-27 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-03-23 | 2012-09-28 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-13 | 2012-09-28 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-27 | 2011-10-31 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-27 | 2011-10-31 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-11 | 2011-09-17 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-11 | 2011-09-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Tak Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.