Joji Sekinuma
陳丞治
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joji Sekinuma (陳丞治), a licensed Representative with CE reference BMC988. Currently licensed at 1 firm(s): ORIX Asia Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ORIX Asia Asset Management Limited 歐力士亞洲資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-22 | present |
| ORIX Asia Asset Management Limited 歐力士亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-22 | present |
| ORIX Asia Asset Management Limited 歐力士亞洲資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-06-22 | present |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-01 | 2018-11-15 |