Ki Cheong Lee
李奇昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ki Cheong Lee (李奇昌), CE reference BHM253. Currently licensed at 1 firm(s): Pyxis Wealth Advisors Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-16 | present |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-12 | present |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
Rep | Type 9 — Asset management | 2024-09-12 | present |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-17 | 2024-03-14 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-01-17 | 2024-03-14 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-26 | 2022-12-12 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-26 | 2022-12-12 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-04-26 | 2022-12-12 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-21 | 2022-03-31 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-21 | 2022-03-31 |
| Guolian Securities International Asset Management Co., Limited 國聯證券國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-02-21 | 2022-03-31 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-19 | 2018-05-09 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-01 | 2018-05-09 |
| LT Finance Management Limited | Rep | Type 4 — Advising on securities | 2016-06-01 | 2018-05-09 |