Tat Man Chu
朱達文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Man Chu (朱達文), a licensed former licensee with CE reference AYF494. This person has 10.8 years of SFC licence history. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PingPong Intelligence Limited 乒乓智匯有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-11 | 2026-10-07 |
| PingPong Intelligence Limited 乒乓智匯有限公司 |
RO | Type 4 - Advising on securities | 2024-12-11 | 2026-10-07 |
| PingPong Intelligence Limited 乒乓智匯有限公司 |
RO | Type 9 - Asset management | 2024-12-11 | 2026-10-07 |
| BX Securities Limited 寶信證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-29 | 2024-10-04 |
| BX Securities Limited 寶信證券有限公司 |
RO | Type 4 - Advising on securities | 2023-12-29 | 2024-10-04 |
| BX Securities Limited 寶信證券有限公司 |
RO | Type 9 - Asset management | 2023-12-29 | 2024-10-04 |
| BX Securities Limited 寶信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-11-16 | 2023-12-29 |
| BX Securities Limited 寶信證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-16 | 2023-12-29 |
| BX Securities Limited 寶信證券有限公司 |
Rep | Type 9 - Asset management | 2023-11-16 | 2023-12-29 |
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 |
RO | Type 9 - Asset management | 2023-03-23 | 2023-09-01 |
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-12-07 | 2023-09-01 |
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-19 | 2021-12-07 |
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-03-19 | 2023-09-01 |
| ForthTech Capital Limited | RO | Type 4 - Advising on securities | 2019-08-02 | 2020-05-05 |
| ForthTech Capital Limited | RO | Type 9 - Asset management | 2019-08-02 | 2020-05-05 |
| NTF Asset Management Limited | RO | Type 9 - Asset management | 2018-08-03 | 2018-10-22 |
| NTF Asset Management Limited | Rep | Type 9 - Asset management | 2017-05-31 | 2018-08-03 |
| Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-10-19 | 2017-01-06 |
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-23 | 2015-11-23 |
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 |
Rep | Type 9 - Asset management | 2013-08-23 | 2015-11-23 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-10 | 2012-10-17 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-10 | 2012-10-17 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-10-10 | 2012-10-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tat Man Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.