Crystal Pui Wai Li
李沛慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Crystal Pui Wai Li (李沛慧), CE reference BJW088. Currently licensed at 1 firm(s): Pollock Asset Management Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-04 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
RO | Type 4 — Advising on securities | 2020-12-04 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 9 — Asset management | 2019-06-14 | present |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-25 | 2020-12-04 |
| Pollock Asset Management Limited 普樂資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-25 | 2020-12-04 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-03 | 2018-12-12 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-03 | 2018-12-12 |